英语翻译自上个世纪90年代以后,操作风险逐渐得到金融机构地广泛关注,巴塞尔委员会制定的巴塞尔新资本协议将操作风险纳入风险

英语翻译
自上个世纪90年代以后,操作风险逐渐得到金融机构地广泛关注,巴塞尔委员会制定的巴塞尔新资本协议将操作风险纳入风险资本的计算和管理框架.发达国家的金融机构也加强了操作风险的研究和管理体系建设.我国证券业在90年代刚刚兴起,证券公司经营管理业务规范很不完善,发生了很多操作风险事件,很多公司因此被接管和倒闭,这引起了业内和监管当局的高度重视,通过制订一系列政策和措施来加强对操作风险的监管,由操作风险引发的损失得到了有效的遏制.
光大乌龙指事件地爆发,巨额的损失为证券业又一次敲响了醒钟.量化投资在国内的兴起,对证券公司风险管理形成了巨大的挑战.尤其是操作风险在其中表现的尤为明显,任何一个指令的出错都可能导致巨大的损失.本文从光大乌龙指事件着手,分析事件发生的原因,由此引出证券公司操作风险管理.通过近十年的操作风险事件数据的收集,并引入贝叶斯网络模型,分析判断各类操作风险事件发生的概率和产生的影响程度,通过进一步建立和完善操作风险管理体制,来降低操作风险发生的概率.进一步提高计算机风险管理系统的反应速度和处理速度,与时俱进,适应高频交易时代的到来对于操作风险的管理具有巨大的意义.相信本文的研究成果具有实际的可行性.

Since 1990s,the operation risk has received more and more concern with the financial institutions,the New Basel Capital Accord by Basel Committee has covered operation ris in risk capital calculation and managment frame.The financial instituions of developed countries have also strengthened research on operation risk,as well as the management system construction.The security industry just started to develop in 1990s in our country,the operation and management standard of the securities company are far from complete,and occured a lot of operation risk examples,and many companies were taken over or went bankrupt,this was highly concerned by the industry and the regulatory authorities,a series of policies and measures were taken to strengthen supervision on operation risk,and the loss from operation risk was effectively curbed.
The occuring of EVERBRIGHT Oolong incident with tremendous loss realarms the bell for securities industry.The arising of domestic quantitative investment forms great challenge for the risk management of securities companies.And operation risk is especially obvious,any incorrect instruction may cause great loss.This paper takes EVERBRIGHT Oolong incident as a beginning,probing the reason of this incident occuring,then back to the issue of operation risk of securities companies.Through collecting of operation risk incidents of recent 10 years,and applying BXX network model,the occuring possibilities and infulence degree of all kinds of operation risk incidents are further analysed,and put forward how to establish and complete operation risk management system further,so as to reduce the possibilities of operation risk incidents occur.Further increase the react and processing speed of the computer risk management system,and advance with the time,adapting to the high frequency dealing era's coming will be meaningful to operation risk management.The research findings of this paper is of realistic feasibility.